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| Job Title: Compliance Monitoring Assistant |
| Description |
Compliance Monitoring Assistant
Location: Taunton
Salary: £Negotiable
We have an excellent opportunity for an Insurance professional with an interest in compliance to join one of the South West top independent Insurance Brokerages. You will be required to provide continuous compliance assistance to Financial Services Business, assist the Director of Financial Services and Director of Business Development in setting policy and strategy.
Responsibilities:
Development in ensuring all T&C and Compliance requirements are met
Assist with compliance training ensuring all staff are aware of changes in FSA regulations
Where appropriate, represent compliance at team meetings and on other forums as required
To carry out specific investigations as and when required
Assist and deliver compliance training as required
Ensure compliance records are maintained, accurate and up to date
Complete regular file checks and follow up calls and provide feedback to advisers
Responsible for collation of Key Performance Indicator information for each adviser
Provide support and work closely with Group Compliance and Development Officer
To promote a compliance culture
Complete monthly file checks
Assisting with complaints and the maintenance of the complaints log and perform Endowment Loss Calculations where required
Responsible for Compliance Log, Stationery Log and Financial Promotions Log to ensure this is regularly reviewed and kept up to date
Skills:
Knowledge of all Microsoft programs
Experience with using the Internet
Excellent personal motivation
Good interpersonal, communication and analytical skills
Ability to manage personal workload
Some experience of Compliance would be desired especially focusing on the FSA rules and regulation
Experience of working within the Insurance Industry is essential
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| Details |
| Job Ref: |
JA-2968 |
| Hours: |
Full Time |
| Location: |
Somerset, England |
| Working Term: |
Permanent |
| Salary: |
£13000 to £25000 per annum |
| Application Deadline: |
06/04/2010 |
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